Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

Index

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Rule 1 -- Purpose and Scope

Rule 2 -- Rule of Construction

Rule 3 -- Definitions

Subpart A--Privacy and Opt Out Notices

Rule 4 -- Initial Privacy Notice to Consumers Required

Rule 5 -- Annual Privacy Notice to Customers Required

Rule 6 -- Information to Be Included in Privacy Notices

Rule 7 -- Form of Opt Out Notice to Consumers; Opt Out Methods

Rule 8 -- Revised Privacy Notices

Rule 9 -- Delivering Privacy and Opt Out Notices

Subpart B--Limits on Disclosures

Rule 10 -- Limits on Disclosure of Nonpublic Personal Information to Nonaffiliated Third Parties

Rule 11 -- Limits on Redisclosure and Reuse of Information

Rule 12 -- Limits on Sharing Account Number Information for Marketing Purposes

Subpart C--Exceptions

Rule 13 -- Exception to Opt Out Requirements for Service Providers and Joint Marketing

Rule 14 -- Exceptions to Notice and Opt Out Requirements for Processing and Servicing Transactions

Rule 15 -- Other Exceptions to Notice and Opt Out Requirements

Subpart D--Relation to Other Laws; Effective Date

Rule 16 -- Protection of Fair Credit Reporting Act

Rule 17 -- Relation to State Laws

Rule 18 -- Effective Date; Transition Rule

Rule 19 -- through Rule 29 [Reserved]

Rule 30 -- Procedures to Safeguard Customer Records and Information



Appendix A -- Sample Clauses

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